Description
Summary
The Unit Investment Trust (UIT) Specialist assists the department and Stifel's Financial Advisors with all matters relating to Unit Investment Trusts, including marketing, sales, trading, servicing and operations. The UIT Specialists works closely with other key members of the Firm including Compliance, Operations and Sales Management.
Essential Duties and Responsibilities
• Provides marketing, sales support, and product information to Financial Advisors
• Works with internal and external sources to develop educational and marketing material for Advisors
• Maintains the UIT Trading System and Rollover functions
• Provides portfolio reviews for Financial Advisors
• Helps facilitate secondary trading with UIT sponsors and broker dealer community
• Provides input for development of Firm product policies
• Responds to compliance, legal, or regulatory inquiries related to products
• Set up and maintain electronic filing systems for records, correspondence, and other material
• Supporting Senior UIT and Equity New Issue product team on project work, databases, and presentations as needed
• Opportunities to learn about and back up other IP&S Equity New Issue functions
Qualifications
• Strong analytical, quantitative, and communication skills.
• Working knowledge of the financial markets, the industry, the analysis and reporting of financial data, and associated terminology.
Education and Experience
• Minimum Required: Bachelor's degree in Finance, Economics or related study
• Minimum Required: 1 -3 years of related experience
Licenses and Credentials
• Minimum Required: Series 7 & 63 (ability to obtain within first 12 months)
Systems and Technology
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook
Disclaimer
NOTE: Job descriptions are intended to be accurate reflections of those principal job elements essential for making fair pay decisions about jobs. Nothing in this job description restricts management right to assign or reassign duties and responsibilities to this job at any time.
About Stifel
Stifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.
At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.
Stifel is an Equal Opportunity Employer.
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